Response to the consultation on street vote development orders by the Department for Levelling Up, Housing and Communities
Response overview
Our response to the consultation on street vote development orders (SVDOs) is informed by our expertise and experience in overseeing elections and referendums across the UK. It also draws on lessons learned from the experience of similar hyper-local polls such as Neighbourhood Planning Referendums (NPRs) or Business Improvement District polls (BIDs).
Our focus is on the conduct of street vote referendums and their accessibility, security, and workability. We also highlight the impact of the proposals on voters, administrators and campaigners, and on the capacity and resilience of the electoral system as a whole.
We have identified two key areas where the UK Government should carefully consider the implications of its proposed approach:
- First, we have significant concerns about the accessibility, security and workability of the proposal that SVDO referendums should be conducted only via postal voting. From an accessibility perspective, this would remove choice from voters about how to participate and may not be accessible for all voters. In terms of security, the consultation paper does not explain whether and how postal voters’ identities will be verified, to maintain the same standards of security and integrity that are in place for other polls. Maintaining these established security checks for an all-postal SVDO referendum would require significant work by Electoral Registration Officers (EROs) in advance of the poll to collect personal identifiers from all eligible electors (not only those who are already registered to vote by post).
- Second, the secrecy of the vote would be undermined by the proposed threshold requiring at least one voter in at least half of the voting households in the street area to have voted in favour of the proposal. It would require the local authority or the Counting Officer to identify how individual voters had voted. If campaigners and accredited electoral observers were allowed to attend and observe the count, they would also be able to identify how individual voters had voted. Removing the absolute secrecy of the vote could mean that eligible voters could be vulnerable to intimidation or undue influence by, or on behalf of, unscrupulous actors.
We have responded to consultation questions relevant to the Commission’s role and expertise. In the final section of our response, we have highlighted some additional points relating to the conduct of the referendums that are not covered in the consultation paper.
We will not have a role in the conduct of SVDO referendums, as we do not in relation to the conduct of, or enforcement of the rules for, NPRs or BIDs.1 The Secretary of State is required to consult us before laying draft regulations for SVDO referendums in Parliament, and we will respond to that statutory consultation in due course.
Preparing a proposal
Question 1: Do you agree that to be a member of a qualifying group an individual must be registered at an address in the street area to vote in a local council election on the date the proposal is submitted for examination? If not, please provide details.
Determining who is eligible to be a member of a qualifying group is a matter for the UK Government to decide. We note that, to be a member and submit a proposal, an individual must be registered in the local government register at an address in the ‘street area’ (paragraph 17), thereby making eligibility contingent upon electoral registration rather than solely residence.
Residence has a particular meaning in electoral law and is not equivalent to residence for other purposes, such as income tax or council tax. Using the local government register to determine eligibility means that some residents in the ‘street area’ may be excluded from being a member of a qualifying group (e.g. resident EU citizens who are ineligible to vote in local elections).
Further, eligible voters may be registered to vote at more than one address without having to specify a ‘primary residence’, and for polls other than UK parliamentary elections in England, they may choose to vote at each address, provided they are voting in different areas. The Government should ensure the legislation for SVDO referendums is clear on whether being registered to vote in two different local government registers would disqualify someone from being a member of a qualifying group.
Finally, some eligible residents may have chosen to register as an anonymous elector. Anonymous registration is available to electors whose safety would be at risk if their name or address were listed on the electoral register. The consultation paper does not specify whether an anonymous elector could be a member of a qualifying group. If they can, the Government should ensure that the regulations specify how that process will be managed, given the requirement to protect their identity.
Examination
Question 38: Do you agree with our proposals on the examination process? If not, please provide details.
We understand that, where a proposal passes examination, the examiner would instruct the local authority to organise a referendum on the proposal (paragraph 64). However, the paper does not specify whether there is a specific timeframe within which the referendum must be called, following the examiner’s instruction, and whether the local authority would have some discretion in choosing when to schedule the referendum, for example to enable it to take into account other electoral activities.
The Government should ensure that any timeframe it chooses is realistically deliverable by electoral administrators. Existing practice for NPRs, as set out in the Neighbourhood Planning (Referendums) Regulations 2012, may offer a useful example in this regard: Regulation 2A prescribes the date by which a referendum must be held as the date 56 days from the day a local planning authority publishes its decision; a longer period of 84 days is allowed for business referendums. For the referendum period, we would expect there to be a minimum of 28 working days between when voters are notified and when the referendum takes place, in line with existing practice for NPRs.
In the case of combined polls, Regulation 11 of the 2012 Regulations allows for a referendum to be held on the same day as an election (if deemed fit by the Returning or Counting Officer), if that referendum was due to be held within 28 days of another election occurring. To reduce the burden on electoral administrators and enhance simplicity for voters, we would recommend adopting a similar approach to combination of polls for SVDO referendums.
Who can vote in a referendum?
Question 41: Do you agree with our voter eligibility proposals? If not, please provide details.
Determining the franchise for SVDO referendums is a matter for the UK Government. The paper mentions that both residents and individuals nominated to vote on behalf of non-domestic rate payers in the ‘street area’ would be eligible to vote (paragraphs 66 and 67). However, while the local government register would be used to determine residents’ eligibility, the UK parliamentary register would be used for business owners. The Government should explain clearly why two different registers would be used to determine voter eligibility. The Government should also set out more clearly its rationale for including business voters, given this is not explained in the consultation paper.
Non-domestic rate payers are not included in the electoral register – whether for local government or UK parliamentary elections – given that they are not considered to be residents for the purposes of electoral registration. To ensure the proposal is workable for administrators, the Government should clearly specify, in the draft regulations, how a register for non-domestic rate payers should be compiled, including whether such individuals would have to register to vote themselves or whether the register would be compiled from other data sources without any action being taken by the non-domestic rate payer. In the latter case, the Electoral Registration Officer (ERO) and the officers responsible for running the referendum must be given clear powers to obtain the necessary information.
From an integrity perspective, the paper does not specify whether someone who is a non-domestic rate payer for more than one non-domestic property, would receive a vote for each property, or whether there would be a cap on the number of votes they could cast as a non-domestic rate payer. Further, if an individual is both a resident in a street and a non-domestic rate payer in that area, it is possible that they would be able to vote twice in the referendum (once as a resident and once as a business owner), especially given that two different registers would be used to determine that person’s eligibility. The Government should explain how its proposal to allow individuals nominated on behalf of non-domestic rate payers to vote in a referendum would be consistent with well-established principles in electoral policy and legislation to prevent multiple voting.
Question 42: Do you think any other individuals should be eligible to vote in a referendum? Please provide details if applicable.
There is no mention in the paper of anonymous electors and how their eligibility would be determined and their participation guaranteed in a way which maintains their anonymity. The Government should ensure this is covered in the draft regulations in a way which is consistent with existing practice for elections and referendums.
How will referendums be conducted?
Question 43: Do you agree that street vote development order referendums should be conducted via postal voting only? If not, please provide details.
While we understand the Government’s argument for proposing that SVDO referendums should be conducted via postal voting only, we have significant concerns about the accessibility, security and workability of this proposal, for both voters and electoral administrators.
From an accessibility perspective, an all-postal referendum would remove choice from voters about how to participate. Our research on the accessibility of elections has highlighted that some people face barriers when voting by post, including understanding the postal voting instructions and how to return their postal vote, especially if such information is not provided in an alternative format (e.g. Braille or audio). This is likely to have a greater effect for some voters, including disabled and blind and partially sighted voters, who may struggle to vote without the assistance of a companion or Presiding Officer (as would be the case at a polling station), or to access the postal voting materials. The Government should carry out an Equality Impact assessment on this proposal and review how accessibility can be guaranteed in an all-postal poll to ensure that everyone who is eligible can participate.
In terms of security, the consultation paper does not explain whether and how postal voters’ identities will be verified to guarantee the same standards of security and integrity as for other polls. Any person currently making an application for a postal vote must provide personal identifiers (date of birth and signature), which are later used to verify their identity when they return their postal vote.
Personal identifier checks on returned postal ballot packs have been an established security feature for all UK elections for almost 20 years. The Government should confirm whether it intends to ensure these checks will be applied for postal votes at SVDO referendums; we strongly recommend that security standards should not be lowered for these polls by removing these checks.
If personal identifier checks on returned postal ballot packs were to be required at an all-postal SVDO referendum, there would still be significant workability and resource implications for EROs and the officers responsible for running referendums. In order to check and verify the personal identifiers on returned postal ballot packs, electoral administrators will need to have access to the personal identifiers for all eligible electors. At the May 2023 local elections in England, only 19% of electors had applied to vote by post, which means that EROs are unlikely to hold the necessary personal identifiers for more than 80% of the eligible electorate for an all-postal SVDO referendum.
Maintaining established security checks for an all-postal SVDO referendum would therefore require EROs to collect personal identifiers from all eligible electors in advance of the poll. There would need to be a clear legislative process and powers for EROs to do this, which will take time to implement and is likely to increase the administrative burden.
Finally, the Government should confirm whether the new online absent vote application and postal vote handling requirements introduced by the Elections Act will also apply to SVDO referendums, as they already do for NPRs and BIDs.
Question 44: Do you agree with our proposed referendum question? If not, please provide details.
Any referendum question should be intelligible to voters and avoid confusion – it should be easy to understand, to the point, and unambiguous. It should present the options clearly, simply, and neutrally, and it should avoid encouraging voters to consider one response more favourably than another or misleading voters.
The Government should assess the proposed referendum question to ensure it is intelligible. We have published guidelines for assessing referendum questions, which the Government may usefully take into account. This process could include commissioning user research to examine the wording of the proposed question.
Beyond the wording of the referendum question, the Government should consider how information will be made available to voters in relation to SVDO referendums. Existing practice for NPRs may be useful in this regard: Regulation 4 of the Neighbourhood Planning (Referendums) Regulations 2012 specifies what information must be made available in relation to NPRs. This includes the date when the referendum will be held and how to take part; the question to be asked; who is entitled to vote; what the expense limits are; and draft documents relating to the proposal to be voted on.
Approval thresholds
Question 45: Do you agree with the proposed approval thresholds? If not, please provide details.
Question 46: Do you have any views on whether the 2nd threshold should be applied at the relevant local authority’s discretion? If yes, please provide details.
The Government should explain why it is proposing to deviate from existing practice at similar hyper-local polls (e.g. NPRs or BIDs) by requiring a super-majority of eligible electors (60%) and a second household threshold for a proposal to be approved at a referendum. For example, other local referendums only require approval by a majority of those who have voted, rather than a higher threshold of all those who were eligible to vote. An inconsistent approach may increase the risk of confusion for voters and complexity for electoral administrators.
The proposed second threshold (requiring at least one voter in at least half of the voting households in the street area to have voted in favour) would undermine the secrecy of the vote. It would require the local authority or the Counting Officer to identify how individual voters had voted. If campaigners and accredited electoral observers were allowed to attend and observe the count, they would also be able to identify how individual voters had voted.
Removing the absolute secrecy of the vote may mean that eligible voters could be vulnerable to intimidation or undue influence by, or on behalf of, unscrupulous actors, who may benefit from a particular outcome and may choose to intimidate or influence how people vote in the referendum.
The Government should also explain why it would consider allowing this threshold to be applied at the discretion of a local authority, and on what basis and how the authority would choose to do so.
A digital process
Question 53: Do you agree that the referendum should be paper-based and non-digital? If not, please provide details.
We agree that voting in the referendum should be paper-based, in line with current practice for all other statutory public polls in the UK. As highlighted in response to question 43, the Government should consider how it will ensure that everyone who wishes to participate in the SVDO referendum is able to do so. This might include making information about the referendum available in alternative formats, including digitally.
In relation to registration, the Government should confirm that eligible residential voters would be able to apply to register both online and on paper (given the changes introduced by the Elections Act). The online register to vote service is not currently available to individuals nominated to vote on behalf of non-domestic rate payers, and the Government should consider whether the current online service could be adapted to allow non-domestic rate payers to register to vote and provide personal identifiers required for postal voting.
Additional areas for consideration
As stated in paragraph 82, the Government’s intention is to have the regulations for SVDOs in place in 2024, although it is unclear when the provisions themselves would come into force. Our reporting on the May 2023 polls found that, while elections in the UK are well-run, the resilience of local authority election teams remains a concern. With significant changes to elections being implemented ahead of upcoming polls introduced by the Elections Act 2022, the Government must ensure that electoral administrators have sufficient time and capacity and fully functioning operational resources to support them and to ensure they can continue to deliver well-run elections that meet voters’ expectations.
As set out throughout our response, we recommend that, where possible, the Government should reflect consistency in approach with similar hyper-local polls, such as Neighbourhood Planning Referendums and Business Improvement Districts. This would minimise further divergence in electoral law and simplify the process for electoral administrators, campaigners and voters.
In paragraph 68, the consultation paper states that the government will assess and fund any new burdens on local authorities associated with the SVDO proposals, but it does not specify in more detail how the administration of SVDO referendums will be funded. The Government should explain whether this would be the responsibility of the relevant local authority and what would happen if the referendum was combined with another poll.
The Levelling Up and Regeneration Act 2023 makes reference to the fact that SVDO regulations will include a costs provision, but this is restricted to the award of costs in connection with an examination and does not relate to the referendums themselves. The 2012 NPR regulations may be useful in this regard and they also cover how the cost will be attributed in the event of a combined poll. The local planning authority (in most cases, this will be the council itself) pays for NPRs and we would appreciate confirmation that this is the Government’s intention for SVDO referendums as well.
It is likely that individuals and groups may wish to campaign in favour of a specific outcome on a SVDO proposal and spend money to do so, but the consultation paper makes no reference to campaigning rules or spending limits for SVDO referendums. The Government should confirm whether campaigners will be regulated and, if so, what rules it proposes should apply. The Government should review existing legislation for NPRs, which include provisions relating to campaigning and limits on expenditure.
The Commission does not have a regulatory role in relation to NPRs, and does not produce guidance for NPR campaigners, including spending or the digital imprints regime – local police forces are responsible for investigating and enforcing any allegations of these offences. We would expect this to be the same for SVDO referendums.
- In relation to the conduct of the referendums, the Government should confirm that the regulations will include a clear set of conduct rules.
- The Government should clarify how street vote referendums will be administered in the scenario that a ‘street’ covers more than one local authority area. The Neighbourhood Planning (Referendums) Regulations 2012 address the question of cross-boundary referendums and may be a useful example of how this can be managed.
- We understand that local authorities would be required to provide the Planning Inspectorate with access to the local electoral register to allow them to determine whether the qualifying group and its members meet the prescribed requirements and therefore validate a SVDO proposal. Existing regulations do not appear to allow local authorities to disclose the local electoral register with the Planning Inspectorate. The Government should amend the current legislation to enable this for SVDOs.
- The consultation paper proposes that the local planning authority (LPA) would announce the result of the referendum and notify the Planning Inspectorate (paragraph 70). If the local authority is responsible for the conduct of the referendum, then a mechanism should be included to address how the local authority communicates with the LPA, especially where the local authority and the LPA are separate bodies.
- 1. By reason of s.101 the Political Parties, Elections and Referendums Act (PPERA) 2000, our responsibility for referendums is limited to UK-wide, nation of the UK or English regional referendums. ↩ Back to content at footnote 1